Adhoc Compliance
Risk management solutions to keep your organization compliant.
We Are Compliance Subject Matter Experts
Unlike competitor risk management firms, whose experience may be limited or dated, Team Adhoc’s management team has extensive and hands-on experience across all sectors – retail and commercial banks, fintech, brokerage firms, payment processors, cryptocurrency companies, credit card network operators, and issuers – to help your company hedge risk and strengthen internal controls.
We go above and beyond to ensure compliance for your company in the areas of BSA/AML, fraud, mortgage, and IT audits. Headquartered in LA but serving the entire country, Team Adhoc is here to help when it matters most – all you need to do is get in touch.
Our Compliance Specialties
Breathe Easy With Adhoc Compliance
Our risk management consulting will help your organization by:
Team Adhoc’s Enterprise Risk Management (ERM) team uses a comprehensive, disciplined approach to mitigate financial operational, and technological risks. From internal audits to Sarbanes-Oxley (SOX) and Model Audit Rule (MAR) solutions, our risk management consulting will help your organization by:
- Identifying desired risk tolerance
- Performing entity-wide risk assessments
- Assessing current state of risk management
- Reviewing gaps in the current versus desired state
- Developing and implementing risk management response
- Designing and implementing a comprehensive ERM program
- Developing continuous monitoring and communication tools
- Educating and empowering employees to execute and maintain the ERM program
Team Adhoc's compliance professionals can help by:
Additionally, our internal audit solutions are fully customizable to meet your ever-changing needs. Armed with industry-specific knowledge and relevant certifications (including CPA, CIA, and CISA), Team Adhoc’s compliance professionals can help by:
- Performing fraud and forensic auditing
- Providing access to skilled audit resources
- Enabling immediate response to special audit requests
- Analyzing strengths and weaknesses of current internal audit function
- Increasing efficiency of internal audits
- Assisting in fraud investigation
- Resolving complex financial disputes
